AI for investment managers & advisors

Governed AI for investment professionals.

Make your team more productive with AI while meeting your financial regulatory requirements. Client data is redacted on the device, and every prompt is on the record.

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Guardrails and productivity

Deliver leading AI assistants in line with the SEC, CFTC, CFPB, SOC 2, and more.

  • A secure data perimeter for every AI request
  • 200+ prompts written for investment professionals
  • On-device redaction of sensitive data
  • Private audit trail with recorded audit access
ChatGPT Claude Copilot Gemini Grok Perplexity Open Models Custom Models
Trusted by leading institutions
Granite State Credit Union Launch Credit Union Peoples Bank APL Federal Credit Union First National Bank of America Sprucegrove Investment Management Currie Insurance Group Mid-Rivers Ramaco Resources
Where investment teams start

The research and writing AI takes off your desk.

Start with the documents your team writes every week. Each area comes with tested prompts and the controls your compliance team approved.

Prompt library
Research

Market and investment research

Summarize filings, research, and market commentary, and compare what you find across the leading models.

Recommended AI models
Portfolio

Investment memos and portfolio commentary

Draft investment memos and portfolio commentary from tested prompts, with an analyst reviewing every draft.

Prompt library
Clients

Client reporting and communication

Prepare client reports, letters, and thought leadership faster, under the AI use policy your firm has adopted.

AI use policy template
The platform

Data guardrails and prompts built for investment firms.

Data perimeter

Keep client and portfolio data inside your perimeter.

Deploy AI assistants into your own cloud so that sensitive data never leaves the security perimeter you define.

  • Keep sensitive data on your network
  • Block or filter requests that cross your data boundary
  • Keep sensitive data on-device where possible
AI on your network
Prompt library

200+ prompts written for investment professionals.

Staff don't start from a blank box. Every prompt is designed and tested for investment managers and advisors.

  • Client reporting and communication
  • Market and investment research
  • Portfolio commentary
  • Investment memo drafting
  • Marketing and thought leadership
Prompt library
Data loss prevention

Redact sensitive data before it reaches a model.

Sensitive data is detected and redacted on the device, before it goes into any AI model. Protect your team with 20x safer prompting.

  • On-device detection, before anything is sent
  • Works across every model in the portal
Data loss prevention
AI use policy

Turn your AI use policy into enforced rules.

Go from a policy on paper to real-time policy enforcement and staff training on the same rules.

  • Which models are allowed, and for whom
  • What data may be sent
  • Training that matches what the portal enforces
Policy template for investment managers
A financial advisor meeting with a client
Audit trail

Every prompt on the record.

Keep historical prompt records for your audits and compliance reviews.

  • Private prompt logs with recorded audit access
  • User, group, and policy-level permissions
  • AI prompt categorization and flagging
  • Designed to meet financial regulatory requirements
Security & compliance
Access & SSO

Financial-grade login, not consumer accounts.

Consumer tools like chatgpt.com and copilot.com allow access when logged out. MultiModel runs through the single sign-on you already trust.

  • Use your existing financial-grade SSO
  • Provision AI assistants per user, group, and policy
  • Policy rules by geo-location, IP range, and more
AI guardrails
Deployment

Host it on your network.

Host your AI portal and, where possible, the AI models on your own secure network.

  • Keep sensitive data within your secure cloud
  • Deploy your own ChatGPT models on Azure
  • Stricter filtering for external (SaaS) AI than for self-hosted AI
Estimate Azure model costs
Cloud platforms MultiModel can be deployed on
Regulatory readiness

Ready for the questions regulators ask about AI in investment management.

Regulators expect AI to be governed like any other system that touches client data and communications. Here is how MultiModel helps you answer.

Security & compliance
How is AI use governed?Governance
Your AI use policy becomes rules in the portal, and staff are trained on the same policy.
How is client information protected?Client data
Sensitive data is redacted on the device before prompts are sent, and the portal can run on your own secure network.
Can you show a record of AI use?Books & records
Private prompt logs keep historical records for audits, with categorization, flagging, and recorded audit access.
SEC CFTC CCPA California Department of Justice New York Attorney General FINRA CFPB FTC NIST AICPA SOC
Customers

Trusted by investment managers

“MultiModel gives us access to the leading LLMs under one roof, with complete peace of mind on confidentiality and no juggling of multiple subscriptions.”
Ken ChoiCFO, Sprucegrove Investment Management
FAQ

AI for investment managers: FAQ

Straight answers for CIOs, CISOs, and compliance officers evaluating AI.

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What can investment teams use MultiModel for?

The prompt library includes 200+ prompts designed and tested for investment professionals, covering client reporting and communication, market and investment research, portfolio commentary, investment memo drafting, and marketing and thought leadership.

How is client and portfolio data protected?

Sensitive data is detected and redacted on the employee's device, before a prompt is sent to any AI model. The portal, and where possible the models themselves, can run on your own secure network, with stricter filtering for external SaaS models than for models you host yourself.

Which regulations and frameworks is it designed around?

MultiModel is built so investment firms can adopt AI in line with the SEC, CFTC, CFPB, and SOC 2 expectations: a written AI use policy enforced at the prompt, controlled access, protected client data, and a private record of AI use. See security and compliance for details.

Do you have an AI use policy for investment managers?

Yes. Our free AI use policy template for investment managers draws on SEC guidance and the NIST AI Risk Management Framework, and includes an employee handbook addendum and a governance policy. MultiModel then turns the policy into real-time enforcement and training.

Can compliance review how AI was used?

Yes. Private prompt logs keep historical records for audits and compliance, access to the logs is itself recorded, and prompts are categorized and flagged for review. Permissions can be set at user, group, and policy level.

Which AI models can analysts and advisors use?

ChatGPT, Claude, Microsoft Copilot, Gemini, Grok, and Structured AI Assistants, behind one login. You can also deploy your own ChatGPT models on Azure. See our recommended AI models.

Talk to an expert on AI in investment management.

Discuss AI compliance and how to meet your financial regulatory obligations while your team uses the leading models.

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